Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jolly is a financial advisor with over 30 years of experience in the industry. Steven currently works with Perennial Financial Services and has held previous positions at Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. Steven is a licensed investment advisor representative (IAR) in several states, including California, Texas, and Washington. Steven specializes in providing investment advisory services to individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, charitable organizations, and other investment advisors. Steven also offers financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/30/2023 - Present
Perennial Financial Services (Fresno CA)
CA
07/01/2003 - 10/09/2018
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
NY
04/17/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/03/1989 - 05/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/22/1988 - 01/30/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
06/22/1988 - 01/30/1989
IDS LIFE INSURANCE COMPANY
IA
Issued 09/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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