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Steven Jon Buquicchio

Samuel A. Ramirez & Company, Inc.

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About Steven Jon Buquicchio

Steven Buquicchio is a securities professional with over 20 years of experience in the industry. He has held numerous positions at some of the leading financial institutions, including Lehman Brothers Inc. and Citigroup Global Markets Inc. Currently, Steven is a registered representative with Samuel A. Ramirez & Company, Inc. His primary focus is on providing investment advice to clients. He is licensed to sell securities in several states.

Firm Information

Steven Buquicchio is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Buquicchio’s Registration & Firm History

NY

02/01/2011 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

VA

07/01/2010 - 12/07/2010

ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)

NJ

11/18/2008 - 07/07/2010

JESUP & LAMONT SECURITIES CORP (HOBOKEN NJ)

NY

09/27/1993 - 04/07/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

12/19/1991 - 01/02/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/30/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Jon Buquicchio.
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