Unclaimed
Steven Buquicchio is a securities professional with over 20 years of experience in the industry. He has held numerous positions at some of the leading financial institutions, including Lehman Brothers Inc. and Citigroup Global Markets Inc. Currently, Steven is a registered representative with Samuel A. Ramirez & Company, Inc. His primary focus is on providing investment advice to clients. He is licensed to sell securities in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2011 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
VA
07/01/2010 - 12/07/2010
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
NJ
11/18/2008 - 07/07/2010
JESUP & LAMONT SECURITIES CORP (HOBOKEN NJ)
NY
09/27/1993 - 04/07/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/19/1991 - 01/02/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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