Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Welbourn is a financial advisor with RBC Capital Markets, LLC. Steven has over 30 years of experience in the financial services industry. He has a strong background in municipal securities and has held various roles at several firms, including Stephens Inc., J.C. Bradford & Co., Raymond James & Associates, Inc., and ABN AMRO Securities (USA) Inc. He is registered with the state of Tennessee and holds the Series 7, Series 52TO, Series 53, and Series 57TO licenses. Steven is dedicated to providing personalized financial advice and investment strategies tailored to the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/21/2003 - Present
RBC Capital Markets, LLC (NASHVILLE TN)
AR
07/27/2000 - 02/04/2003
STEPHENS INC. (LITTLE ROCK AR)
NY
03/09/1999 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
FL
03/04/1996 - 01/12/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CT
07/02/1993 - 02/06/1996
ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)
MO
05/21/1991 - 06/02/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MO
09/04/1990 - 04/24/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/19/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
07/25/1989 - 03/08/1990
VAN KAMPEN MERRITT INC.
TX
09/29/1982 - 03/08/1990
VAN KAMPEN MERRITT INC. (HOUSTON TX)
NA
05/02/1988 - 01/01/1989
ILLINOIS COMPANY INVESTMENTS, INC.
BC
Issued 10/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Welbourn is the right advisor for you? Invested Better is here to help.
