Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Schmidt is a financial advisor at Osaic Wealth, Inc.. Steven is registered with Financial Industry Regulatory Authority (FINRA) and has been in the financial services industry since 1988. Steven holds the Series 7 and 63 licenses, and the Securities Industry Essentials (SIE) Exam. Steven specializes in investment management for individuals, businesses, pensions and pooled investment vehicles. Steven also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
01/01/2008 - 09/04/2009
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
09/10/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SMITHTOWN NY)
NY
06/19/1992 - 09/20/1999
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
PA
09/23/1989 - 06/22/1992
CIGNA SECURITIES, INC. (RADNOR PA)
NA
03/08/1989 - 07/18/1989
WILLIAM M. CADDEN & CO., INC.
NY
05/25/1988 - 02/28/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
BC
Issued 06/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Schmidt is the right advisor for you? Invested Better is here to help.
