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Steven John Sarigianis

Bengur Bryan & CO., Inc.

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About Steven John Sarigianis

Steven Sarigianis is a financial advisor currently registered with Bengur Bryan & Co., Inc. in Baltimore, Maryland. Steven has been in the financial services industry since 1986. Steven has passed several industry exams, including the Series 7, Series 31, Series 63, and Series 82. Steven previously worked with Trestle Point, LLC, Wells Fargo Advisors, LLC, Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Alex. Brown & Sons Incorporated.

Firm Information

Steven Sarigianis is currently registered with Bengur Bryan & CO., Inc.. Bengur Bryan & CO., Inc. is a corporation approved in Maryland on June 2, 1991. The firm is registered with the SEC and the state of Maryland.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Sarigianis’s Registration & Firm History

MD

05/23/2017 - Present

Bengur Bryan & CO., Inc. (BALTIMORE MD)

MI

04/23/2014 - 04/10/2017

TRESTLE POINT, LLC (BIRMINGHAM MI)

MD

08/08/2002 - 03/31/2011

WELLS FARGO ADVISORS, LLC (HUNT VALLEY MD)

NY

01/13/2001 - 08/07/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NA

12/11/1990 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

CO

07/30/1986 - 11/30/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 07/12/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/19/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2014

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 02/16/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Steven John Sarigianis. Review regulatory record here.
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