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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Rugo is a financial advisor with Empower Advisory Group, LLC. Steven has been in the financial services industry since 2006. Steven has a wide range of experience, having worked with John Hancock Funds, LLC and John Hancock Distributors LLC before joining Empower Advisory Group, LLC. Steven is registered with FINRA and the state of Massachusetts. Steven holds the Series 6, 7, 24, 63, and 65 licenses. Steven's areas of specialization include: Financial Planning, Portfolio Management for individuals, and Portfolio Management for pooled investment vehicles. Steven is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/20/2018 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
03/19/2014 - 09/11/2018
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
04/18/2006 - 03/19/2014
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
02/28/2005 - 07/27/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 03/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2018
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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