Unclaimed
Steven Rudnyai is an investment advisor representative with Cetera Investment Advisers LLC, working out of the Topsfield, MA office. Steven has been in the industry since 1988 and previously worked for Investors Capital Corp., Raymond James Financial Services, Inc., Leerink Swann & Company, Morgan Stanley DW Inc., Paine Webber Incorporated, Bear, Stearns & Co. Inc., Lehman Brothers Inc. and Drexel Burnham Lambert Incorporated. Steven holds Series 3, 7, 9, 10, 63 and 66 licenses and is registered with the state of Massachusetts as an investment advisor.
TOPSFIELD, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (TOPSFIELD MA)
MA
03/18/2011 - 10/03/2016
INVESTORS CAPITAL CORP. (TOPSFIELD MA)
MA
04/07/2006 - 03/09/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (BURLINGTON MA)
MA
03/31/2003 - 04/10/2006
LEERINK SWANN & COMPANY (BOSTON MA)
NY
08/25/2000 - 03/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/18/1996 - 09/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/28/1994 - 01/26/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/19/1989 - 07/13/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/10/1988 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 4/3/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/4/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/6/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 8/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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