Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Rountos is a financial advisor associated with Morgan Stanley, with over 15 years of experience in the financial services industry. Steven's registrations include Series 63, 65, 7, 31 and SIE. Steven has a strong track record of providing investment advice and financial planning services to a wide range of clients. Steven's previous experience includes a role at Berenson & Company, LLC. Steven currently holds a Series 63 registration for Connecticut and a Series 65 registration for Texas, along with Series 7 and Series 31 registrations for multiple other states. Steven is also associated with a real estate company, 109 Black Rock LLC, and owns a restaurant, SWI, LLC. In addition to providing financial advice, Steven also participates in educational seminars and provides asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Ridgefield CT)
NY
08/13/2003 - 07/16/2004
BERENSON & COMPANY, LLC (NEW YORK NY)
BC
Issued 03/09/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Rountos is the right advisor for you? Invested Better is here to help.
