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Steven John Pully

Speyside Advisors, LLC

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About Steven John Pully

Steven John Pully is a financial advisor with Speyside Advisors, LLC based in Dallas, TX. Steven has been in the financial services industry since 2011 and is registered with the state of Texas. Steven has passed several exams including the Series 63, Series 24, SIE, Series 79, and Series 7. Steven has worked for several other firms before joining Speyside Advisors, LLC. Steven previously worked for firms including KLR GROUP, LLC, PARKMAN WHALING SECURITIES LLC, BANC OF AMERICA SECURITIES LLC, BEAR, STEARNS & CO. INC., PAINEWEBBER INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED.

Firm Information

Steven Pully is currently registered with Speyside Advisors, LLC. Speyside Advisors, LLC is a Limited Liability Company formed on May 12, 2017 in Texas. The firm is registered with the SEC and the state of Texas.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Pully’s Registration & Firm History

TX

04/26/2021 - Present

Speyside Advisors, LLC (Dallas TX)

TX

01/11/2018 - 05/21/2019

KLR GROUP, LLC (HOUSTON TX)

TX

04/06/2016 - 07/25/2016

PARKMAN WHALING SECURITIES LLC (HOUSTON TX)

TX

09/09/2015 - 11/09/2015

PARKMAN WHALING SECURITIES LLC (HOUSTON TX)

NY

01/08/2001 - 11/30/2001

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

02/19/1997 - 05/17/2000

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

11/20/1995 - 12/22/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/12/1991 - 01/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/09/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven John Pully.
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