Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Prendergast is a financial advisor who has been in the industry since 1994. Steven is currently registered with Allstate Financial Services, LLC and has offices in Sandwich, MA. Steven has Series 6, Series 63 and SIE licenses and is registered in 18 states. Prior to joining Allstate Financial Services, LLC, Steven was with METLIFE SECURITIES INC. and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/07/2001 - Present
Allstate Financial Services, LLC (SANDWICH MA)
MA
04/04/1994 - 11/16/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/04/1994 - 11/16/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 03/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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