Unclaimed
Steven John Pazdro is a financial advisor with Pruco Securities, LLC. Steven has been in the financial industry since 2014 and holds a variety of licenses and certifications, including the Series 6, 7, 24, 63, and 65 exams. Steven is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states and the District of Columbia. Steven is also a registered Investment Advisor Representative (IAR) in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
10/23/2017 - Present
Pruco Securities, LLC (Newark NJ)
NJ
07/23/2012 - 06/04/2013
FIRST INVESTORS CORPORATION (WOODBRIDGE NJ)
BC
Issued 11/30/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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