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Steven John Nichols

Thrivent Investment Management Inc.

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About Steven John Nichols

Steven Nichols is a financial advisor who has been in the industry since 1991. Nichols is currently registered as an Investment Advisor Representative (IAR) with Thrivent Investment Management Inc., where he has worked since July 2002. Nichols is registered in Missouri and Texas. In addition to being an IAR, Nichols is also a registered representative. He is registered in 9 states: Colorado, Florida, Indiana, Iowa, Kansas, Missouri, Pennsylvania, and Texas. Nichols's specializations include securities and insurance products. Thrivent Investment Management Inc. is headquartered in Minneapolis, Minnesota and has over 42,000 clients with a combined 14.8 Billion dollars in assets under management.

Firm Information

Steven Nichols is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Nichols’s Registration & Firm History

MO

09/10/2021 - Present

Thrivent Investment Management Inc. (SEDALIA MO)

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Licenses & Designations

IA

Issued 05/24/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven John Nichols.
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