Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Mollo is a financial advisor with over 25 years of experience in the industry. Steven is currently registered with BNY Mellon Securities Corp. and has been with the firm since August 2020. Prior to that, Steven was with Morgan Stanley and Equitable Distributors, Inc.. Steven provides investment advice to individuals, corporations, and charitable organizations. Steven is a Series 6, 7, 24, 63 and 66 licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/24/2020 - Present
BNY Mellon Securities Corp. (FRANKLIN MA)
MA
09/13/2017 - 04/02/2020
MORGAN STANLEY (Wellesley MA)
NY
05/29/2014 - 09/13/2017
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/01/2009 - 06/16/2014
MORGAN STANLEY (PURCHASE NY)
NY
03/22/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NC
01/23/1998 - 08/17/1999
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
MA
04/22/1991 - 01/12/1998
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
BOTH
Issued 10/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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