Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kontz is a financial professional with over 30 years of experience in the industry. Steven is currently registered as a broker-dealer and investment advisor representative with Cetera Investment Advisers LLC. Steven is also registered as a broker-dealer in 40 states and an investment advisor representative in 2 states. Steven has a strong background in securities, investment company products, and financial planning. Steven has been with Cetera Investment Advisers LLC since August of 2023 and previously worked with Securian Financial Services, Inc. and Pruco Securities Corporation. Steven is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
08/10/2023 - Present
Cetera Investment Advisers LLC (OMAHA NE)
NE
01/28/2003 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)
NJ
06/01/1993 - 12/04/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2013
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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