Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Kesses is a financial advisor at LPL Financial LLC and has been in the industry for over 40 years. Steven has a wide range of experience working with a variety of clients including high net worth individuals, corporations, and charitable organizations. Steven is registered to provide financial advice in 12 states and has passed the Series 6, 7, 63, 65, and SIE exams. He is also a Registered Representative and Investment Advisor Representative. Steven has worked for several other firms in the past, including National Planning Corporation, First Allied Securities, Inc., Raymond James Financial Services, Inc., UBS Paine Webber Inc., Polaris Financial Services, Inc., J. T. Moran & Co., Inc., Buttonwood Securities Corporation of Massachusetts, and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/29/2017 - Present
LPL Financial LLC (WOODBRIDGE CT)
CT
02/20/2007 - 11/29/2017
NATIONAL PLANNING CORPORATION (WOODBRIDGE CT)
CT
01/25/2007 - 03/02/2007
FIRST ALLIED SECURITIES, INC. (WOODBRIDGE CT)
CT
01/17/2003 - 01/09/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (MONROE CT)
NJ
09/03/1991 - 01/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NH
06/02/1989 - 09/17/1991
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
NA
05/20/1988 - 06/09/1989
J. T. MORAN & CO., INC.
NA
03/29/1982 - 05/20/1988
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
09/14/1981 - 03/31/1982
FIRST INVESTORS CORPORATION
IA
Issued 04/07/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Kesses is the right advisor for you? Invested Better is here to help.
