Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Kartchner is a financial advisor with over 30 years of experience in the financial services industry. Steven has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2005. Prior to joining Merrill Lynch, Steven worked at Chase Investment Services Corp., Citigroup Global Markets Inc., and Lehman Brothers Inc.. Steven has a Series 3, 7, 31, 63, and 65 license as well as the SIE certification. Steven is also a Certified Financial Planner. Steven works with a wide range of clients including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Steven specializes in financial planning, portfolio management, and retirement planning. Steven's expertise in the industry combined with his commitment to providing his clients with excellent service make him a valuable resource for those seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/14/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IL
06/09/2003 - 07/29/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/31/1993 - 06/12/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/20/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1991
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Kartchner is the right advisor for you? Invested Better is here to help.
