Unclaimed
Steven John Flotteron has been a registered representative in the financial services industry for over 30 years. Steven began his career in 1992 and has held positions at several prominent firms, including Guardian Investor Services Corporation, Park Avenue Securities LLC, and Goldis Financial Group, Inc. Steven is currently registered with Equity Services, Inc. and holds licenses to sell securities in Florida, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/13/2023 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
02/01/2019 - 02/13/2023
CETERA ADVISOR NETWORKS LLC (MALVERNE NY)
NY
01/08/2004 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (VALLEY STREAM NY)
MD
04/25/2003 - 01/12/2004
H. BECK, INC. (ROCKVILLE MD)
NY
01/20/2000 - 04/25/2003
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
05/03/1999 - 01/07/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/06/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 06/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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