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Steven John Diehl

Raymond James Financial Services, Inc.

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About Steven John Diehl

Steven Diehl is a registered representative with Raymond James Financial Services, Inc. Steven has been in the securities industry since June 4, 2019. Steven is registered in Ohio and holds the Series 7TO and SIE exams. Prior to joining Raymond James, Steven worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven is located in Mansfield, Ohio.

Firm Information

Steven Diehl is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Diehl’s Registration & Firm History

OH

10/26/2020 - Present

Raymond James Financial Services, Inc. (Mansfield OH)

OH

06/05/2019 - 10/27/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANSFIELD OH)

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Licenses & Designations

BC

Issued 06/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven John Diehl.
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