Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Bartos has over 30 years of experience in the financial services industry. Steven is currently registered as a Registered Representative (RR) with Stifel, Nicolaus & Company, Inc. in the state of Ohio and Texas. He has previously held positions with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Prudential Securities Incorporated, and Kidder, Peabody & Co. Incorporated. Steven has also held the position of President of the Buckeye Mat Club, a wrestling booster club. Steven offers a variety of financial services to his clients including financial planning, pension consulting, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
08/24/2018 - Present
Stifel, Nicolaus & Company, Inc. (WESTLAKE OH)
OH
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (WESTLAKE OH)
OH
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTLAKE OH)
MD
06/18/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/12/1994 - 06/22/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/23/1993 - 01/05/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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