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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven John Bailey is a financial advisor who has been in the industry since 1997. Steven currently works at American Portfolios Advisors, Inc. Steven is registered with several states for both broker-dealer and investment advisor services and has a diverse background working with several different firms over the years. Steven has earned the Series 6, Series 7 and Series 66 licenses and is licensed in various states. Steven focuses on financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses and the selection of other advisors. Steven has experience working with a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
OH
05/27/2005 - 05/30/2007
QUESTAR CAPITAL CORPORATION (SALEM OH)
DE
10/28/2004 - 05/31/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
10/03/2001 - 10/27/2004
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
CA
10/30/2000 - 09/20/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
05/03/1999 - 10/30/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/28/1997 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
03/27/1997 - 06/26/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/27/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 1/9/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 3/26/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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