Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jones is a financial advisor at LPL Financial LLC in SEATTLE, WA. Steven has been in the industry since 1986, holding registrations in 22 states. Steven offers a wide range of financial services including portfolio management, financial planning, and consulting services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
10/26/2018 - Present
LPL Financial LLC (SEATTLE WA)
WA
12/28/2015 - 10/29/2018
SIGNATOR INVESTORS, INC. (SEATTLE WA)
WA
08/15/2012 - 12/28/2015
SIGNATOR FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
05/26/1989 - 08/31/2012
FIRST WASHINGTON CORPORATION (SEATTLE WA)
NA
04/01/1986 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 06/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/31/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 02/26/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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