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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Fox is a financial advisor with LPL Financial LLC, a firm that has more than $50 billion in assets under management. Steven Fox is registered with the state of California as a registered representative and investment adviser representative. Steven Fox is also registered with the state of Texas as a registered representative and investment adviser representative. Steven Fox is also registered with the state of Utah as a registered representative and investment adviser representative. Steven Fox has been in the financial services industry since June 17, 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/13/2019 - Present
LPL Financial LLC (SANTA MONICA CA)
CA
11/25/2013 - 08/01/2019
D.A. DAVIDSON & CO. (ENCINO CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (ENCINO CA)
CA
05/05/2003 - 11/04/2013
CROWELL, WEEDON & CO. (ENCINO CA)
MO
11/02/1999 - 05/15/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
03/03/1989 - 11/08/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
AZ
11/19/1989 - 10/21/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/16/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/22/1988 - 10/21/1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
NA
05/24/1984 - 02/02/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 11/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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