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Steven Jerome Neperud

MM Ascend Life Investor Services, LLC

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About Steven Jerome Neperud

Steven Jerome Neperud is a financial professional with over 25 years of experience in the industry. He is currently registered with MM Ascend Life Investor Services, LLC, a firm with a focus on providing financial services. Before joining MM Ascend Life Investor Services, LLC, Steven was affiliated with PlanMember Securities Corporation and Washington Square Securities, Inc. Steven holds multiple licenses and certifications, including the Series 6, 7, 24, 26, 63, and 65 exams. He is also registered in North Carolina. Steven’s experience and expertise are valuable to clients seeking financial guidance and support.

Firm Information

Steven Neperud is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Steven Neperud’s Registration & Firm History

OH

02/02/2004 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

CA

06/20/2000 - 12/20/2002

PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)

CT

07/06/1995 - 06/20/2000

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

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Licenses & Designations

IA

Issued 08/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/21/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/05/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Jerome Neperud.
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