Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jerome Gapinski is a financial advisor with over 28 years of experience in the financial services industry. Steven has worked with Dougherty & Company LLC and Northland Securities, Inc. in Minneapolis before joining Stifel, Nicolaus & Company, Inc. Steven is registered with the state of Minnesota and has Series 7, 63, 65, 72, and SIE licenses. Steven specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Steven also provides financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
05/16/2017 - Present
Stifel, Nicolaus & Company, Inc. (ST. CLOUD MN)
MN
04/30/2004 - 06/27/2016
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
09/27/2002 - 05/11/2004
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
MN
02/01/2001 - 09/24/2002
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
11/15/1996 - 02/01/2001
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
MN
10/28/1994 - 08/07/1996
OFFERMAN & COMPANY (MINNEAPOLIS MN)
IA
Issued 05/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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