Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Song is a financial professional with over 20 years of experience in the industry. Steven currently holds registrations with FINRA, and the states of California and New York. Steven is a Series 3, 7, 63, 57TO and SIE licensed professional. Steven is currently employed by Marex Capital Markets Inc., and prior to that worked for COWEN AND COMPANY, INTL FILLMORE ADVISORS LLC and GOLDMAN, SACHS & CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/01/2023 - Present
Marex Capital Markets Inc. (SAN FRANCISCO CA)
NY
09/06/2022 - 12/13/2023
COWEN AND COMPANY (NEW YORK NY)
UT
09/25/2019 - 09/28/2022
INTL FILLMORE ADVISORS LLC (PARK CITY UT)
NY
07/15/2002 - 05/19/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 57TO - Securities Trader Exam
BC
Issued 09/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/09/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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