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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jeffrey Tucker is a financial advisor at Raymond James Financial Services Advisors, Inc., located in The Woodlands, TX. Steven has been working in the financial industry since March 1996, holding various roles at different firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stephens Inc., and Bank of America Investment Services, Inc. Currently, Steven is a registered representative and investment advisor in Texas. Steven has a broad range of experience in financial services, including investment advisory services, financial planning, pension consulting, and educational seminars. Steven is dedicated to providing comprehensive and personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
03/07/2022 - Present
Raymond James Financial Services Advisors, Inc. (The Woodlands TX)
MO
06/01/2021 - 11/24/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (St. Louis MO)
MO
10/23/2009 - 03/04/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
12/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHESTERFIELD MO)
MO
08/20/2005 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHESTERFIELD MO)
NC
01/01/2003 - 08/20/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
03/26/1997 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
GA
06/13/1996 - 02/10/1999
CFD FUND DISTRIBUTORS, INC. (ATLANTA GA)
ME
07/23/1996 - 03/25/1997
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NY
07/18/1994 - 04/03/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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