Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Woolf is a financial professional with over 20 years of experience in the industry. Currently, Steven is associated with Sammons Financial Network, LLC, a firm based in West Des Moines, Iowa. Steven has held previous positions with firms such as Jackson National Life Distributors LLC, Transamerica Capital, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Steven holds the Series 7, Series 6, and Series 63 licenses. He is registered to conduct business in District of Columbia, Maryland, North Carolina, South Carolina, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
02/24/2020 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
TN
03/26/2019 - 02/10/2020
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CO
11/12/2010 - 04/13/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
03/19/2008 - 11/15/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
WI
12/24/1998 - 07/23/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
12/24/1998 - 07/23/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
11/04/1997 - 11/18/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/04/1997 - 11/18/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
12/18/1996 - 07/18/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
CA
11/01/1996 - 12/13/1996
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
MN
07/26/1995 - 10/17/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
AZ
02/26/1994 - 07/28/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
01/04/1993 - 11/12/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 12/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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