Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Spitz is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with LPL Financial LLC and has previously worked with several other firms including UVEST FINANCIAL SERVICES GROUP, INC., ALLSTATE FINANCIAL SERVICES, LLC, LASALLE ST SECURITIES, L.L.C., RAYMOND JAMES FINANCIAL SERVICES, INC., MARKETING ONE SECURITIES, INC., ASCEND FINANCIAL SERVICES, INC., MML INVESTORS SERVICES, INC., LCL INVESTMENTS, INC., QUEST CAPITAL STRATEGIES, INC., WALNUT STREET SECURITIES, INC., and WELCO SECURITIES, INC.. Steven holds Series 3, 7, 63, and 65 licenses. Steven is also a registered investment advisor in Illinois, Indiana, and Wisconsin. Steven specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/26/2018 - Present
LPL Financial LLC (BUFFALO GROVE IL)
IL
08/08/2006 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (BUFFALO GROVE IL)
IL
07/07/2003 - 08/07/2006
ALLSTATE FINANCIAL SERVICES, LLC (SKOKIE IL)
IL
02/08/2001 - 04/07/2003
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
FL
09/02/1999 - 02/06/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
OR
02/19/1999 - 08/31/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MN
02/04/1996 - 02/12/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MA
11/22/1994 - 01/02/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
10/05/1993 - 09/30/1994
LCL INVESTMENTS, INC.
CA
01/30/1993 - 10/15/1993
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
02/01/1990 - 02/15/1991
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
PA
02/24/1987 - 10/10/1989
WELCO SECURITIES, INC. (BALA CYNWYD PA)
IA
Issued 01/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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