Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Silverman is a financial advisor who has been in the industry since 1997. Currently, Steven Silverman is registered with Cowen AND Co. Steven Silverman has been registered with Goldman Sachs & Co. LLC, Albert Fried & Company, LLC, LL PARTNERS, INC., BASELINE SECURITIES, INC., LABRANCHE FINANCIAL SERVICES, INC., Goldman, Sachs & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past. Steven Silverman has a wide range of experience in the financial services industry and is a valuable resource for clients seeking investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/06/2023 - Present
Cowen AND Co. (Stamford CT)
TX
07/10/2006 - 01/23/2023
GOLDMAN SACHS & CO. LLC (Dallas TX)
NY
11/07/2005 - 07/06/2006
ALBERT FRIED & COMPANY, LLC (PURCHASE NY)
NY
10/17/2005 - 02/27/2006
LL PARTNERS, INC. (NEW YORK NY)
NY
06/13/2003 - 09/20/2005
BASELINE SECURITIES, INC. (NEW YORK NY)
NY
06/10/2003 - 09/16/2005
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
11/22/1999 - 05/05/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/01/1996 - 11/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2008
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/08/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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