Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jay Sanders is a financial professional with over 25 years of experience in the industry. Steven currently holds registrations with Interactive Brokers Corp. and Interactive Brokers LLC, both of which have offices in Greenwich, CT, and Chicago, IL. Steven is also registered to conduct business in all 50 states and various other jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/07/2008 - Present
Interactive Brokers Corp. (GREENWICH CT)
NY
12/18/1998 - 03/16/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/21/1996 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 12/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1999
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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