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Steven Jay Sadoff

Cantor Fitzgerald & Co.

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About Steven Jay Sadoff

Steven Sadoff is a financial professional with over 14 years of experience in the financial industry. Steven currently works for Cantor Fitzgerald & Co. Steven has a broad range of experience working with various firms including Mint Brokers, GFI Securities LLC, FMX Execution, LLC, CF Secured, LLC and BGC Financial, LP. Steven holds a General Securities Principal license and has passed the Securities Industry Essentials Examination, the Securities Trader Exam, the Operations Professional Examination, and the Corporate Securities Limited Representative Examination.

Firm Information

Steven Sadoff is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Sadoff’s Registration & Firm History

NY

03/09/2020 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

03/09/2020 - 09/19/2022

AQUA SECURITIES L.P. (NEW YORK NY)

NY

03/09/2020 - 07/01/2021

SUNRISE BROKERS LLC (NEW YORK NY)

NY

03/09/2020 - 11/20/2020

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

03/09/2020 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

NY

11/22/2013 - 06/27/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

01/06/2011 - 04/08/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

05/24/2007 - 10/25/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2016

Series 57 - Securities Trader Exam

BC

Issued 05/23/2007

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Jay Sadoff.
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