Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Maurer is a financial professional with over 30 years of experience in the industry. Steven is currently a Registered Representative and Investment Advisor Representative at Kestra Investment Services, LLC and Kestra Advisory Services, LLC. Steven has a broad range of experience working with various clients, including high-net-worth individuals, corporations, and institutions. Steven holds FINRA Series 7, 9, 10, 24, 63, 65, 99, and SIE licenses. Steven is committed to providing personalized financial advice and investment solutions to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/01/2024 - Present
Kestra Advisory Services, LLC (Boca Raton FL)
FL
08/25/2003 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
01/02/2002 - 08/25/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
05/12/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
09/13/1996 - 02/05/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
06/25/1994 - 08/30/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
02/22/1991 - 06/28/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
11/01/1990 - 02/27/1991
WHALE SECURITIES CO., L.P. (NEW YORK NY)
IA
Issued 03/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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