Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jay Larson is a financial advisor with DWS Distributors, Inc., a firm based in Chicago. Larson has been in the financial industry since 1984. He holds several licenses and certifications, including Series 7, Series 24, and Series 63. Larson is registered with the state of Illinois. He has experience with clients in several states, including Arkansas, California, Florida, Louisiana, Michigan, Minnesota, New Mexico, Oklahoma, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/25/1996 - Present
DWS Distributors, Inc. (CHICAGO IL)
IL
12/04/1991 - 12/07/1995
NIKE SECURITIES L.P. (WHEATON IL)
IL
11/26/1986 - 10/01/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
09/12/1984 - 07/16/1986
SOUTHWEST SECURITIES, INC.
NA
08/24/1983 - 09/14/1984
INSTITUTIONAL EQUITY CORPORATION
IA
Issued 03/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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