Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jay Jefferis is a financial advisor with over 40 years of experience in the industry. Steven is registered with Stifel, Nicolaus & Company, Inc. in Dublin, Ohio. Steven has also worked at Fifth Third/The Ohio Company, Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., and Vercoe & Company, Inc. Steven holds the Series 7, 8, 9, 10, 31, 63, and 65 licenses. Steven specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/25/2020 - Present
Stifel, Nicolaus & Company, Inc. (DUBLIN OH)
OH
10/28/1991 - 08/25/1998
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
MO
09/04/1990 - 10/22/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
02/21/1989 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
11/04/1981 - 03/07/1989
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NA
06/02/1980 - 10/01/1983
VERCOE & COMPANY, INC.
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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