Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hudgins is a financial advisor registered with Stifel, Nicolaus & Company, Inc. in ROSEVILLE, CA. Steven Hudgins has been in the industry since January 23, 1994. Steven Hudgins previously worked at WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED and A. G. EDWARDS & SONS, INC. Steven Hudgins offers a wide range of financial services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/23/2021 - Present
Stifel, Nicolaus & Company, Inc. (ROSEVILLE CA)
CA
09/22/2010 - 06/28/2021
WELLS FARGO CLEARING SERVICES, LLC (LINCOLN HILLS CA)
CA
06/01/2009 - 09/30/2010
MORGAN STANLEY SMITH BARNEY (ROSEVILLE CA)
CA
09/06/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LINCOLN CA)
CA
01/24/1994 - 09/11/2007
A. G. EDWARDS & SONS, INC. (ROSEVILLE CA)
IA
Issued 10/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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