Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Franco is a financial advisor based in Austin, Texas. Steven has been working in the financial industry since 1987. Steven is registered with RBC Capital Markets, LLC, and has previously worked at Wells Fargo Clearing Services, LLC, Raymond James & Associates, Inc., Legg Mason Wood Walker, Incorporated, Morgan Keegan & Company, Inc., PaineWebber Incorporated and Smith Barney, Harris Upham & Co., Incorporated. Steven is licensed to provide financial advice in Arizona, California, Colorado, Florida, Georgia, Louisiana, Massachusetts, New York, North Carolina, Oregon, South Carolina, Tennessee, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/05/2020 - Present
RBC Capital Markets, LLC (AUSTIN TX)
TX
03/26/2010 - 05/08/2020
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
02/17/2004 - 03/29/2010
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
MD
01/21/2000 - 03/05/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TN
04/16/1996 - 01/26/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
11/24/1992 - 04/10/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/22/1989 - 11/30/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
04/29/1987 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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