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Steven Jay Engel

Marex Capital Markets Inc.

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About Steven Jay Engel

Steven Engel is a financial professional with over six years of experience in the industry. Currently, Steven is a registered representative with Marex Capital Markets Inc., a firm headquartered in New York, NY. Previously, Steven worked at E*TRADE SECURITIES LLC in Jersey City, NJ. Steven has earned a variety of industry licenses including the Series 7TO, SIE, Series 99, and Series 24.

Firm Information

Steven Engel is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Engel’s Registration & Firm History

NJ

06/23/2021 - Present

Marex Capital Markets Inc. (Red Bank NJ)

NJ

06/22/2017 - 07/08/2021

E*TRADE SECURITIES LLC (Jersey City NJ)

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Licenses & Designations

BC

Issued 02/24/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Jay Engel.
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