Unclaimed
Steven Engel is a financial professional with over six years of experience in the industry. Currently, Steven is a registered representative with Marex Capital Markets Inc., a firm headquartered in New York, NY. Previously, Steven worked at E*TRADE SECURITIES LLC in Jersey City, NJ. Steven has earned a variety of industry licenses including the Series 7TO, SIE, Series 99, and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/23/2021 - Present
Marex Capital Markets Inc. (Red Bank NJ)
NJ
06/22/2017 - 07/08/2021
E*TRADE SECURITIES LLC (Jersey City NJ)
BC
Issued 02/24/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2017
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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