Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Jaspen is a financial professional with over 10 years of experience in the securities industry. Steven currently works for Ceros Financial Services, Inc. as a Registered Representative. Steven holds Series 7, Series 99, and SIE licenses. Steven has held previous positions at B. Riley Wealth Management, National Securities Corporation and Natixis Securities Americas LLC. Steven is registered in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/04/2022 - Present
Ceros Financial Services, Inc. (New York NY)
TN
07/22/2022 - 08/15/2022
B. RILEY WEALTH MANAGEMENT (MEMPHIS TN)
NY
02/01/2016 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/21/2012 - 01/12/2015
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Steven Jaspen is the right advisor for you? Invested Better is here to help.
