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Steven James Vasquez

Navy Federal Investment Services, LLC

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About Steven James Vasquez

Steven James Vasquez is a financial advisor with Navy Federal Investment Services, LLC. Steven has been working in the financial services industry since March 2, 2014. Steven is registered with the state of California as both a Broker-Dealer and Investment Advisor. Steven's registration with the state of California is active. Steven has passed the Series 6, 7, 63, and 65 exams as well as the SIE exam. Steven has prior experience with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO ADVISORS LLC. Steven's office is located in San Diego, CA.

Firm Information

Steven Vasquez is currently registered with Navy Federal Investment Services, LLC. Navy Federal Investment Services, LLC is a registered investment advisor based in Vienna, Virginia. They offer financial planning, educational seminars, and portfolio management for individuals and businesses. The firm manages approximately $1 billion to $10 billion in assets and has a strong presence across the United States.
Navy Federal Investment Services, LLC

1007 ELECTRIC AVE

VIENNA, VA 22180

$1.47B

Assets Under Management

Not reported

Total Clients

129

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Vasquez’s Registration & Firm History

CA

09/06/2024 - Present

Navy Federal Investment Services, LLC (San Diego CA)

CA

03/03/2014 - 09/06/2024

WELLS FARGO CLEARING SERVICES, LLC (OCEANSIDE CA)

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Licenses & Designations

IA

Issued 10/28/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/01/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven James Vasquez.
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