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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven James Van cura is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., having joined the firm in 2009. Steven has been in the financial services industry since 2000. Prior to joining Merrill Lynch, Steven worked at BANC OF AMERICA INVESTMENT SERVICES, INC. and CHASE INVESTMENT SERVICES CORP. Steven holds Series 63, 65, 7, 10, 24 and 31 licenses. Steven has been licensed in New Jersey and New York. Steven specializes in providing financial services to high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations and other businesses, and individuals other than high-net-worth individuals. Steven is a Registered Representative and Investment Advisor Representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PONTE VEDRA BEACH FL)
NY
09/23/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
IL
02/04/2005 - 09/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/24/2001 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
05/08/2000 - 05/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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