Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven James Valiquette is a financial advisor who has been working in the industry since 2001. Steven is currently registered with Mizuho Securities USA LLC and has been with the firm since June 2024. Previously, Steven was with Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/10/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/09/2018 - 01/03/2024
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/03/2016 - 10/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/05/2007 - 03/24/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
11/20/1998 - 03/11/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
12/12/1995 - 11/19/1997
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 10/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/22/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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