Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Stauff is a financial advisor at IEQ Capital, LLC with over 20 years of experience in the financial services industry. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, Series 31, and SIE licenses. Steven Stauff's previous experience includes positions at City National Securities, Inc., Wells Fargo Advisors, LLC, and Morgan Stanley. His expertise lies in providing financial planning services to individuals and businesses, including portfolio management. Steven Stauff is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/06/2023 - Present
IEQ Capital, LLC (Newport Beach CA)
CA
03/31/2016 - 09/15/2023
CITY NATIONAL SECURITIES, INC. (IRVINE CA)
CA
10/14/2010 - 03/28/2016
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
06/01/2009 - 10/29/2010
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
CA
09/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (LOS ANGELES CA)
BOTH
Issued 10/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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