Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Slattery is a financial advisor with Wells Fargo Clearing Services, LLC. Steven has been in the financial services industry since 1993. Steven is registered with FINRA and the state of South Carolina. Steven's firm is registered with the SEC and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/04/2014 - Present
Wells Fargo Clearing Services, LLC (FLORENCE SC)
SC
10/23/2009 - 10/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUMTER SC)
SC
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (COLUMBIA SC)
NA
03/24/1998 - 04/01/1998
BARNETT INVESTMENTS, INC.
FL
12/19/1996 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NC
08/05/1996 - 08/13/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
MA
11/03/1992 - 08/05/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
11/03/1992 - 08/05/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 02/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Steven Slattery is the right advisor for you? Invested Better is here to help.
