Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sartorius is a financial professional with over 20 years of experience in the industry. Steven is currently registered with TP Icap Global Markets Americas LLC and has previously held positions with ICAP Securities USA LLC, Garban Capital Markets LLC, Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., ING BARING (U.S.) Securities, Inc. and Chemical Securities, Inc. Steven holds a Series 7, Series 63 and Series 53 license and is a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2010 - Present
TP Icap Global Markets Americas LLC (New York NY)
NJ
12/01/2004 - 11/04/2008
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NJ
04/08/2002 - 12/31/2004
GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)
NY
05/24/2000 - 02/26/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/09/1999 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/09/1997 - 03/25/1999
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/13/1996 - 05/12/1997
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NA
09/22/1987 - 08/08/1988
CHEMICAL SECURITIES, INC.
BC
Issued 10/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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