Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sandberg is a registered representative with Brokers International Financial Services, LLC, and has over 25 years of experience in the financial services industry. Steven is also registered as an Investment Advisor Representative in Florida. Steven has held previous positions with Institutional Securities Corporation, Calton & Associates, Inc., High Street Securities, Inc., GWN Securities Inc., Questar Capital Corporation, USAllianz Securities, Inc., Legacy Financial Services, Inc., WMA Securities, Inc., Pavek Investments Inc., Corporate Securities Group, Inc., and Hibbard Brown & Co., Inc. Steven has a strong background in providing investment advice and financial planning services to individuals, corporations, and charitable organizations. Steven has also been active in insurance marketing, working with Legend Financial Marketing Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
FL
05/03/2018 - Present
Brokers International Financial Services, LLC (Weston FL)
FL
10/02/2015 - 06/09/2017
INSTITUTIONAL SECURITIES CORPORATION (Palm Beach Gardens FL)
FL
01/02/2014 - 10/01/2015
CALTON & ASSOCIATES, INC. (TAMPA FL)
AR
01/18/2013 - 12/31/2013
HIGH STREET SECURITIES, INC. (HOT SPRINGS AR)
FL
01/11/2010 - 12/31/2011
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
FL
06/29/2009 - 07/07/2009
GWN SECURITIES INC. (PALM BEACH GARDENS FL)
FL
12/01/2006 - 05/04/2009
QUESTAR CAPITAL CORPORATION (WEST PALM BEACH FL)
FL
01/02/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (NORTH PALM BEACH FL)
CA
12/13/1996 - 12/31/2003
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
NA
02/26/1996 - 12/12/1996
LEGACY FINANCIAL SERVICES, INC.
GA
05/05/1995 - 02/20/1996
WMA SECURITIES, INC. (DULUTH GA)
WI
11/25/1994 - 04/11/1995
PAVEK INVESTMENTS INC. (EAU CLAIRE WI)
MO
07/22/1994 - 09/09/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
04/23/1991 - 08/04/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 04/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1994
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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