Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven James Nasalroad is a financial professional with over 20 years of experience in the financial services industry. Steven is currently registered with Axos Clearing LLC and is based in Centennial, Colorado. Steven has held previous positions with E*TRADE Securities LLC, Janus Distributors LLC, and First Investors Corporation. Steven is a Series 6, 26, and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/13/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
07/10/2020 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
05/01/1997 - 03/17/2005
JANUS DISTRIBUTORS LLC (DENVER CO)
NJ
05/02/1994 - 09/07/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 09/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/10/2020
Series 99TO - Operations Professional Examination
BC
Issued 03/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Nasalroad is the right advisor for you? Invested Better is here to help.
