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Steven James Lindholm

Northwestern Mutual Investment Services, LLC

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About Steven James Lindholm

Steven Lindholm is a financial advisor registered with Northwestern Mutual Investment Services, LLC since January 7, 2000. Steven has been in the financial services industry since February 6, 1996 and has a broad range of experience in the industry, including previous positions with Robert W. Baird & Co. Incorporated and Fortis Investors, Inc.. Steven holds the Series 6, 7, 9, 10, 26 and 63 licenses and has a proven track record of success in helping clients achieve their financial goals. Steven is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Steven Lindholm is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Lindholm’s Registration & Firm History

CA

01/07/2000 - Present

Northwestern Mutual Investment Services, LLC (Irvine CA)

WI

01/21/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MN

01/09/1996 - 12/08/1999

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 01/15/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/13/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/20/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven James Lindholm.
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