Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven James Lewis is an active investment advisor representative with over 30 years of experience in the industry. Steven has a broad range of experience having worked for several financial institutions including Castle Securities Corp., The Dreyfus Service Corporation, and Chase Investment Services Corp. Currently, Steven is registered with Verity Asset Management, Inc. in North Carolina and provides financial planning, portfolio management, and investment advisory services. Steven has a strong track record of success in helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Administrative services for advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/29/2011 - Present
Verity Asset Management (APEX NC)
AZ
01/13/2006 - 08/07/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
GA
01/03/2005 - 09/16/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
NC
12/17/2004 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
IL
04/24/2001 - 01/03/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
11/26/1990 - 05/07/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
08/11/1989 - 10/03/1990
CASTLE SECURITIES CORP. (FREEPORT NY)
NA
04/19/1989 - 08/05/1989
ESCALATOR SECURITIES, INC.
NA
07/23/1986 - 03/10/1989
INVESTORS CENTER, INC.
IA
Issued 07/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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