Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Held is a financial professional with over a decade of experience in the financial services industry. Steven's career began at Vanguard Marketing Corporation in Charlotte, North Carolina in 2011. In 2014, Steven joined TIAA-CREF Individual & Institutional Services, LLC in Charlotte, North Carolina where Steven currently holds the position of Financial Consultant. Steven is a licensed investment advisor with experience working with individuals and corporations. Steven has a broad understanding of the financial industry holding licenses for general securities, options, and the Securities Industry Essentials Examination. Steven is registered to offer financial advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/22/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
10/10/2011 - 09/18/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 10/24/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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