Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harlass is a financial advisor with over 20 years of experience in the industry. He holds the Series 4, 7, 24, 52TO, 53, 55, 63 and 65 licenses. Steven is registered in Minnesota and Texas and is currently affiliated with Thrivent Investment Management Inc. Prior to joining Thrivent Investment Management Inc., Steven worked at H.D. VEST INVESTMENT SERVICES in Irving, Texas from 1999 to 2014. Steven works with a range of clients, including individuals, corporations, churches and non-profit organizations. He is a dedicated and experienced financial advisor who is committed to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/03/2014 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
TX
04/15/1999 - 01/02/2014
H.D. VEST INVESTMENT SERVICES (IRVING TX)
IA
Issued 03/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/16/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/06/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Harlass is the right advisor for you? Invested Better is here to help.
